HVAC - Passive Solar Design for the Home

Summary: This fact sheet will provide you with an overview of residential passive solar design and how it can be used to keep a home warm in the winter and cool in the summer. To view illustrations, you can download the PDF version (PDF 153 KB) of this fact sheet (Download Acrobat Reader). See Related Links below for more publications and resources on related topics, which aren't included in the PDF version.

Your home's windows, walls, and floors can be designed to collect, store, and distribute solar energy in the form of heat in the winter and reject solar heat in the summer. This is called passive solar design or climatic design because, unlike active solar heating systems, it doesn't involve the use of mechanical and electrical devices, such as pumps, fans or electrical controls to move the solar heat.

To understand how passive solar design works, you first need to understand how heat moves.

Heat-Movement Physics
As a fundamental law, heat moves from warmer materials to cooler ones until there is no longer a temperature difference between the two. A passive solar building makes use of this law through three heat-movement mechanisms—conduction, convection, and radiation—to distribute heat throughout the living space.

Conduction is the way heat moves through materials, traveling from molecule to molecule. Heat causes molecules close to the heat source to vibrate vigorously, and these vibrations spread to neighboring molecules, thus transferring heat energy. For example, a spoon placed into a hot cup of coffee conducts heat through its handle and into the hand that grasps it.

Convection is the way heat circulates through liquids and gases. Lighter, warmer fluid rises, and cooler, denser fluid sinks. For instance, warm air rises because it is lighter than cold air, which sinks. This is why warmer air accumulates on the second floor of a house, while the basement stays cool. Some passive solar homes use air convection to carry solar heat from a south wall into the building's interior.

Radiant heat moves through the air from warmer objects to cooler ones. There are two types of radiation important to passive solar design: solar radiation and infrared radiation. When radiation strikes an object, it is absorbed, reflected, or transmitted, depending on certain properties of that object.

Opaque objects absorb 40 to 95 percent of incoming solar radiation from the sun, depending on their color—darker colors typically absorb a greater percentage than lighter colors. This is why solar-absorber surfaces tend to be dark colored. Bright-white materials or objects reflect 80 to 98 percent of incoming solar energy.

Inside a home, infrared radiation occurs when warmed surfaces radiate heat towards cooler surfaces. For example, your body can radiate infrared heat to a cold surface, possibly causing you discomfort. These surfaces can include walls, windows, or ceilings in the home.

Clear glass transmits 80 to 90 percent of solar radiation, absorbing or reflecting only 10 to 20 percent. After solar radiation is transmitted through the glass and absorbed by the home, it is radiated again from the interior surfaces as infrared radiation. Although glass allows solar radiation to pass through, it absorbs the infrared radiation. The glass then radiates part of that heat back to the home's interior. In this way, glass traps solar heat entering the home.

The term thermal capacitance refers to the ability of materials to store heat, and thermal mass refers to the materials that store heat. Thermal mass stores heat by changing its temperature. This can be from a warm room or by converting direct solar radiation into heat. The more thermal mass, the more heat can be stored for each degree rise in temperature. Masonry materials, like concrete, stones, brick, and tile, are commonly used as thermal mass in passive solar homes. Water also has been successfully used.

Basic Passive Solar Design Techniques
Passive solar homes range from those heated almost entirely by the sun to those with south-facing windows that provide some fraction of the heating load. The difference between a passive solar home and a conventional home is design. And the key is designing a passive solar home to best take advantage of the local climate. Elements of design include window location and glazing type, insulation, air sealing, thermal mass, shading, and sometimes auxiliary heat.

You can apply passive solar design techniques most easily to new buildings. However, existing buildings can be adapted or "retrofitted" to passively collect and store solar heat. In some ways, every home is a passive solar home because it has windows, but designing a home to work in its climate is the basis for these techniques.

Every passive solar building includes five distinct elements: the aperture (or collector), the absorber, thermal mass, the distribution, and the control. But there are three basic types of passive solar design-direct gain, indirect gain, and isolated gain-that differ in how these five elements are incorporated.

Direct Gain
Direct gain is the simplest passive design technique. Sunlight enters the house through the aperture (collector)-usually south-facing windows with a glazing material made of transparent or translucent glass. The sunlight then strikes masonry floors and/or walls, which absorb and store the solar heat. The surfaces of these masonry floors and walls are typically a dark color because dark colors usually absorb more heat than light colors. At night, as the room cools, the heat stored in the thermal mass convects and radiates into the room.

Some builders and homeowners have used water-filled containers located inside the living space to absorb and store solar heat. Water stores twice as much heat as masonry materials per cubic foot of volume. Unlike masonry, water doesn't support itself. Water thermal storage, therefore, requires carefully designed structural support. Also, water tanks require some minimal maintenance, including periodic (yearly) water treatment to prevent microbial growth.

The amount of passive solar (sometimes called the passive solar fraction) depends on the area of glazing and the amount of thermal mass. The glazing area determines how much solar heat can be collected. And the amount of thermal mass determines how much of that heat can be stored. It is possible to undersize the thermal mass, which results in the house overheating. There is a diminishing return on oversizing thermal mass, but excess mass will not hurt the performance. The ideal ratio of thermal mass to glazing varies by climate.

Another important thing to remember is that the thermal mass must be insulated from the outside temperature. If it's not, the collected solar heat can drain away rapidly, especially when thermal mass is directly connected to the ground, or in contact with outside air whose temperature is lower than the desired temperature of the mass.

Even if you simply have a conventional home with south-facing windows without thermal mass, you probably still have some passive solar heating potential (this is often called solar-tempering). To use it to your best advantage, keep windows clean and install window treatments that enhance passive solar heating, reduce nighttime heat loss, and prevent summer overheating.

Indirect Gain - Trombe Wall
An indirect-gain passive solar home has its thermal storage between the south-facing windows and the living spaces.

Using a Trombe wall is the most common indirect-gain approach. The wall consists of an 8 to 16 inch-thick masonry wall on the south side of a house. A single or double layer of glass is mounted about 1 inch or less in front of the wall's surface. Solar heat is absorbed by the wall's dark-colored outside surface and stored in the wall's mass, where it radiates into the living space.

The Trombe wall distributes or releases heat into the home over a period of several hours. Solar heat migrates through the wall, reaching its rear surface in the late afternoon or early evening. When the indoor temperature falls below that of the wall's surface, heat begins to radiate and transfer into the room. For example, heat travels through a masonry wall at an average rate of 1 hour per inch. Therefore, the heat absorbed on the outside of an 8 inch-thick concrete wall at noon will enter the interior living space around 8 p.m.

Isolated Gain - Sunspace
A sunspace—also known as a solar room or solarium—is a versatile approach to passive solar heating. A sunspace can be built as part of a new home or as an addition to an existing one.

The simplest and most reliable sunspace design is to install vertical windows with no overhead glazing. Sunspaces may experience high heat gain and high heat loss through their abundance of glazing. The temperature variations caused by the heat losses and gains can be moderated by thermal mass and low-emissivity windows (see "Window Options for Passive Solar" for more information).

The thermal mass that can be used include a masonry floor, a masonry wall bordering the house, or water containers. The distribution of heat to the house can be accomplished through ceiling and floor level vents, windows, doors, or fans. Most homeowners and builders also separate the sunspace from the home with doors and/or windows so that home comfort isn't overly affected by the sunspace's temperature variations.

Sunspaces may often be called and look a lot like "greenhouses." However, a greenhouse is designed to grow plants while a sunspace is designed to provide heat and aesthetics to a home. Many elements of a greenhouse design, such as overhead and sloped glazing, which are optimized for growing plants, are counterproductive to an efficient sunspace. Moisture-related mold and mildew, insects, and dust inherent to gardening in a greenhouse are not especially compatible with a comfortable and healthy living space. Also, to avoid overheating, it is difficult to shade sloped glass, while vertical glass can be shaded by a properly sized overhang.

Design for Summer Comfort
It makes little sense to save money on winter heating just to spend it on summer cooling. So in most climates, a passive solar home design must provide summer comfort as well. The solar heat in the summer must be blocked by a roof overhang or other devices, such as awnings, shutters, and trellises.

The physical dimensions of an overhang are an important element because overheating will occur unless the overhang provides enough shade. Many variables—including latitude, climate, solar radiation transmittance, illuminance levels, and window size and type—need to be considered for properly sizing an overhang in a specific locale. Therefore, it's best to have an experienced solar designer or builder calculate the proper overhang dimensions. (The Solar Radiation Data Manual, listed below under "Further Reading," has appropriate overhang lengths for many U.S. locations.)

Design, Options, and Cost
A passive solar home is an exceptional home, differing from standard construction in the thermal integrity of its shell and its well-considered design. The design options, employing the principles and methods described here, are endless. However, workmanship is always extremely important when installing insulation, air sealing the building envelope, and installing the windows.

Most successful passive solar homes are very airtight. As a result, they may require mechanical ventilation systems to maintain good indoor air quality. A heat-recovery ventilator (HRV) is often the best choice to conserve the home's hard-won solar heat. An HRV takes heat from the departing indoor air and transfers this heat to the entering outdoor air.

Passive solar technology may still be new to many designers and builders. So you're sometimes required to pay extra for them to master unfamiliar design and construction details. But if you're lucky enough to be working with an experienced solar designer and builder who are committed to excellence, a passive solar home may cost no more than a conventional one or even less in some situations. Also, properly sized heating equipment, which are typically smaller in passive solar homes, will sometimes offset the cost of the passive solar features.

Five Elements of Passive Solar Design

Window Options for Passive Solar

Resources
The following are sources of additional information on passive solar heating and design. This list is not exhaustive, nor does the mention of any resource constitute a recommendation or endorsement.

Ask an Energy Expert
DOE's Energy Efficiency and Renewable Energy Clearinghouse (EREC)
P.O. Box 3048
Merrifield, VA 22116
1-800-DOE-EREC (363-3732)
E-mail: doe.erec@nciinc.com

Energy experts at EREC provide free general and technical information to the public on many topics and technologies pertaining to energy efficiency and renewable energy.

DOE Office of Energy Efficiency and Renewable Energy (EERE) Web Site

Your comprehensive online resource for DOE's energy efficiency and renewable energy information.

Organizations
American Solar Energy Society (ASES)
2400 Central Ave., Suite G-1
Boulder, CO 80301
Phone: (303) 443-3130
Fax: (303) 443-3212
E-mail: ases@ases.org

A national advocacy organization dedicated to the use of solar energy in buildings.

Efficient Windows Collaborative
Alliance to Save Energy
1200 18th St. NW, Suite 900
Washington, D.C. 20036
Phone: (202) 857-0666
Fax: (202) 331-9588

Provides information on energy-efficient windows, including their benefits and how they work.

National Renewable Energy Laboratory (NREL)
Center for Buildings and Thermal Systems
1617 Cole Blvd.
Golden, CO 80401

Provides information on energy-efficient buildings, including passive solar design.

Sustainable Buildings Industry Council (SBIC)
1331 H St. NW, Suite 1000
Washington, DC 20005
Phone: (202) 628-7400
Fax: (202) 393-5043
E-mail: sbic@sbicouncil.org

Promotes the use of energy-efficient and passive solar building design and construction.

Web Sites

DOE Building Energy Software Tools Directory

Describes many energy-related software tools for buildings, including those for passive solar design.

Further Reading

Passive Solar Buildings, J.D. Balcomb, MIT Press, 1992, 528 pp.

Passive Solar Design, DOE, December 2000. Available in print from EREC (see "Ask an Energy Expert " above) and in PDF (PDF 233 KB).

The Passive Solar Design and Construction Handbook, M. Crosbie (ed.), J.Wiley, John Wiley & Sons, 1997, 291 pp.

The Passive Solar House, J. Kachadorian, Chelsea Green Publishing Co., 1997, 220 pp.

Passive Solar House Basics, P.Van Dresser, Ancient City Press, 1996, 136 pp.

The Solar Home: How to Design and Build a House You Heat with the Sun, M. Freeman, Stackpole Books, 1994, 240 pp.

Solar Radiation Data Manual for Buildings, W. Marion, S.Wilcox, NREL.

Solar Today, published by ASES (see "Organizations"above). This bimonthly magazine covers all solar energy technologies, including passive solar.

This document was produced for the U.S. Department of Energy (DOE) by the National Renewable Energy Laboratory (NREL), a DOE national laboratory.

DOE/GO-102001-1105
February 2001
Last modified in April 2002

NOTICE
This report was prepared as an account of work sponsored by an agency of the United States government. Neither the United States government nor any agency thereof, nor any of their employees, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise does not necessarily constitute or imply its endorsement, recommendation, or favoring by the United States government or any agency thereof. The views and opinions of authors expressed herein do not necessarily state or reflect those of the United States government or any agency thereof.